PFS Workshop: Regulatory Update

Rory Percival returns to provide a regulatory update on a range of areas. The session will take in DB transfers, MiFID II catch-up, platform market study, cashflow planning tools and other topical regulatory issues. The session will be informal and there is scope for plenty of questions.

Learning objectives

By attending this event, delegates will be able to describe:

• the FCA’s policy development on DB transfers
• FCA expectations for advice on DB transfers
• due diligence on cashflow planning tools
• MiFID II requirements
• your firm’s approach

Download slides from this website below.