What to expect from the FCA and Conduct Risk by Branko Bjelobaba
This event highlights the key changes made by the FCA and several key initiatives including: thematic reviews, Section 166s, Approved Persons’ attestations and the Swinton director fines/bannings plus the huge focus on Conduct Risk.
Branko will explain what is expected by the FCA and the changes you should have made/will want to make.
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CII Accredited
This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.
1 hour's CPD can be claimed for this event if relevant to your learning and development needs.
It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.