FCA Masterclass - Conduct Risk

Cedar Court Hotel
Wednesday, 06 April 2016
8:30 am – 12:15 pm (UK time)

Book is now closed for this event.

Trainer: Branko Bjelobaba FCII, CII Accredited Advanced General Insurance Trainer
Timings: Bacon rolls and hot drinks from 8.30am for a 9am start, 12.15 finish
Cost: £36 for CII / PFS members, £72 for non members.

This event, for FCA regulated firms only, will provide an update on recent key changes made by the FCA: current areas of interest, Section 166s, Approved Persons' attestations and penalties. We will then focus on Conduct Risk and allow ample discussion on areas that can be improved. As this event has now been delivered successfully at many large locations we will share with you the feedback from over 100+ delegates as to how they have done things at their companies. We will also spend time on the current FCA thematic review into Appointed Representatives and Delegated Authorities. Branko will explain what is expected by the FCA and the changes you should have made/will want to make.

In addition, all delegates will receive a Conduct Risk assessment tool to enable them to undertake a frank evaluation as to whether their own business presents any areas required for improvement plus the FCA question pack on the Thematic Review of Appointed Representatives.

Learning objectives
By attending this event, delegates will get an insight into:
. Current FCA key initiatives
. What Conduct Risk entails
. What then may need to be done
. The current FCA Thematic Review into Appointed Representatives (to include Delegated Authorities)

Free parking is available at the venue with a car park at the front and at the rear.

Any queries please call: (0800) 619 6619 or email info@branko.org.uk

Venue
  • Cedar Court Hotel
  • Park Parade
  • Harrogate
  • HG1 5AH
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CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

3 hours' CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.