Risk profiling assessment & Investment selection due diligence

Risk profiling assessment & Investment selection due diligence

By Jamie Farquhar, Director of Business Development at Square Mile Investment Consulting & Research Limited.

FREE PFS EVENT - ALL WELCOME

Jamie is responsible for business development, with a particular focus on the Managed Portfolio Service. Jamie joined Square Mile from JP Morgan Asset Management where he was Head of Strategic Relationships. He has more than 30 years industry experience, starting at F&C Asset Management in 1987 where he became Head of UK Retail.Jamie was also Head of Investments at Bankhall Investment Associates, part of the Skandia group and Head of Investment Proposition at Aviva Wrap.

Overview:-

A PROD in the right direction...

The PROD directive within MIFID II once again clearly stipulates the requirements for advisers on the suitability front.
A recent survey suggests that 60% of advisers have yet to read it!!
The session will look at suitability from a number of angles, covering Attitude to Risk tools, funds research, governance and oversight and portfolio construction.
Outcome is perhaps the key word to all of this........
Outsourcing does not abrogate responsibility and the session will focus not only on the regulatory requirements but also on accepted best practice.

Learning Outcomes

By attending this event, delegates will be able to:

• provide a sound overview of the PROD requirements and how to fulfil the same;
• bridge the gap between Attitude to Risk and product suitability;
• apply the process to desired consumer 'outcomes;'
• ensure effective governance and oversight.

WHEN?

Tuesday 24th September 2019

9:00 Registration and coffee
9:30 Start
12:00 Buffet lunch

WHERE ?

Mercure London Watford Hotel
A41 Watford Bypass
Watford
WD25 8JH

If this event becomes fully booked please email lutoncii@hotmail.com to be added to our review list.