SMCR – do brokers understand how the new Conduct Rules work?
SMCR – do brokers understand how the new Conduct Rules work?
From 9th December 2019 a new accountability framework has been focused on senior management within insurance firms - the Senior Managers and Certification Regime
This has meant key changes to the leadership team, and, for the first time ever, conduct rules applying to ALL staff from 31st March 2021 - are you sure that you have made all the changes in line with what is required, trained your staff and assessed them as competent?
Branko will explain in detail what should have happened and what all front line staff should be aware of as they will be personally accountable to the FCA.
Learning Objectives:
- Senior Manager requirements
- Certification requirements
- Fit and Proper requirements
- Conduct rules that will apply to all relevant staff
- Documentation requirements and FCA reporting
Further information.
A link will be sent via your email address supplied at the time of the booking. PLEASE DO NOT share this with anyone else.
Please note that this webinar will be hosted on the Zoom platform which may be restricted by some employers. Members may need to utilise their own personal devices in these circumstances to access the platform.
Speaker bio
Branko Bjelobaba FCII started his insurance career in 1987 and has worked across the sector and latterly at PwC and GISC and has led his own consultancy practice for 17 years. He works closely with BIBA (and has published its compliance manual since 2004) and the CII and has provided many well-received (even entertaining…) training events throughout the UK. He is a recipient of the Thomson Reuters Compliance Personality of the Year Award and the London Market People Award for Legal and Compliance.
As a leading commentator Branko was covered by the insurance press on 40+ occasions in 2020 and has provided 140+ CPD events to over 8,500 people and the feedback has been superb:-
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CII Accredited
This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.
1 hour's CPD can be claimed for this event if relevant to your learning and development needs.
It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.