RO1 Revision Day POSTPONED

This one day course aims to significantly improve delegates’ chances of passing the RO1 exam by developing an understanding of the key technical points that are likely to be tested.

Learning Objectives:

By the end of this event, delegates will able to describe:

• the structure and functions of the UK financial services industry
• the concepts of powers of attorney, law of contract, property ownership, insolvency and bankruptcy, wills intestacy and trusts
• the principles of UK financial regulation
• the main powers of the FCA
• the principles of individuals and firms becoming authorised
• the way in which the Conduct of Business handbooks regulate the interaction between adviser and client
• the process of making regulated complaints together with the role of the Financial Services Ombudsman and Financial Services Compensation Scheme
• the requirements to prevent money laundering and data protection

About our speaker:

John has 40 years’ experience in insurance and financial services. Not surprisingly most of his former employers no longer exist because of mergers and takeovers. For example he joined Leeds Permanent Building Society in 1986 and at retirement was working for Lloyds Banking Group even though he’d never changed employers! The last 15 years were spent in the training department specialising in professional exams.

Not wishing to spend retirement watching daytime TV he decided to become a freelance trainer specialising in helping people to pass the CII’s Financial Services exams.

John is a Chartered Insurance Practitioner and a Fellow of both the Chartered Insurance Institute and the Personal Finance Society.

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